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RobinhoodFinancial Operations Manager
Robinhood is seeking a Financial Operations Manager to join its team on-site in Chicago, IL. The company operates in the financial services sector with a mission…
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About This Role
Robinhood is seeking a Financial Operations Manager to join its team on-site in Chicago, IL. The company operates in the financial services sector with a mission to democratize finance, focusing on preparing for generational wealth transfer and applying frontier technologies to complex financial challenges. In this role, the successful candidate will operate within a detail-oriented environment dedicated to maintaining strict adherence to regulatory standards set by bodies like FINRA and…
Job Description
Robinhood is seeking a Financial Operations Manager to join its team on-site in Chicago, IL. The company operates in the financial services sector with a mission to democratize finance, focusing on preparing for generational wealth transfer and applying frontier technologies to complex financial challenges. In this role, the successful candidate will operate within a detail-oriented environment dedicated to maintaining strict adherence to regulatory standards set by bodies like FINRA and the SEC.
This position is designed for analytical professionals with a background in financial institutions who excel in fast-paced settings. Responsibilities center on managing regulatory reporting, assisting with the monthly financial close, and preparing vital computations such as Net Capital and customer reserves. The working arrangement requires on-site presence in the Chicago office for a minimum of three days each week.
The role offers performance-driven compensation, equity ownership, bonus programs, and 401(k) matching. Additional offerings include fully paid employee health insurance, coverage for dependents, lifestyle spending wallets, fertility support, mental health resources, employer-paid life and disability insurance, and comprehensive paid time off alongside catered office meals.
Responsibilities
- Prepare or assist in producing broker-dealer financial regulatory reports including FOCUS reports and Reserve Computations
- Support the monthly accounting close for the registered broker-dealer by creating journal entries, completing reconciliations, and generating financial reports
- Gather and assemble information needed to satisfy daily regulatory reporting mandates
- Help produce the daily Net Capital schedule and the daily 15c3-3 reserve computation
- Complete month-end accounting entries and balance reconciliations
Requirements
- Five or more years of finance department experience working at a bank or broker-dealer
- Thorough understanding of key processes and controls related to producing and submitting required regulatory reports
- Practical background in financial institution accounting including reconciliations, entries, and financial analysis
- Intermediate proficiency in SQL and Excel
- Ability to utilize AI tools to enhance operational efficiency
- Capacity to work on-site in Chicago, IL at least three days per week
Qualifications
- Bachelor degree in accounting or a related field from an accredited institution
- Possession of Series 27 or Series 99 license, or the ability to acquire one within one year of hire
Core Skills
Benefits
- Performance-driven compensation including bonus programs and equity ownership
- 401(k) matching
- 100 percent paid health insurance for employees and 90 percent coverage for dependents
- Flexible lifestyle wallet for wellness and learning expenses
- Employer-paid life and disability insurance
- Fertility and mental health benefits
- Paid time off, sick time, parental leave, and company holidays
- Office amenities including catered meals and organized events
Frequently Asked Questions
What is the location and remote policy for this role?
This position is based in the Chicago, IL office. In-person attendance is expected at least three days per week.
What is the salary range for the Chicago location?
For Chicago, IL, which falls under compensation zone 2, the expected base pay range is $96,900 to $114,000 USD, with additional eligibility for bonuses and equity.
What certifications are required for this position?
A Series 27 or Series 99 license is preferred, and if not already held, the person hired will need to obtain it within one year.
What are the primary job duties?
The role focuses on preparing regulatory reports such as FOCUS reports and Reserve Computations, assisting with the month-end accounting close, and completing daily Net Capital schedules.
Sample Interview Questions
AI-generated questions tailored to this specific role — a preview of the full practice set.